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Education, Designations & Accomplishments

Education

California Southern University (a.k.a. (SCUps),
B.A., Business Administration

College for Financial Planning  
Completed CFP Certification Professional Education Requirements,


Designations:

Registered Financial Consultant (RFC®)

IARFC International Association of Registered Financial Consultants (https://www.iarfc.org/members/search)

Accredited Wealth Management AdvisorSM

Chartered Retirement Plans SpecialistSM

College for Financial Planning (www.cffp.edu) http://www.cffpdesignations.com/Designee.

LACP, Life and Annuity Certified Professional  


Member

NAIFA, National Association of Insurance and Financial Advisors    
http://www.naifa.org/about-naifa

MDRT - Million Dollar Round Table   2001-2019*
http://www.mdrt.org/about/index.asp

IARFC International Association of Registered Financial Consultants
https://www.iarfc.org/members/search

*Qualifying membership in the MDRT is based on minimum sales production requirements and gross business generated within a year. Each MDRT status designation is granted for one year only. All members must apply every year to continue their affiliation with the Million Dollar Round Table. 


Awards

Five Star Wealth Manager Award, Orange Coast Magazine, 2014, 2015, 2016, 2017,2018** 

**The FIVE STAR Wealth Manager list is created by Crescendo Business Services LLC (dba Five Star Professional). It includes less than 6% of 2,423 wealth managers in the Orange County area in 2018; 16% of 1,790 (2107); 23% of 1,383 (2016); 18% of 2,010 (2015); 9% of 3,489 (2014).

Award candidates are identified by one of three sources; firm nomination, peer nomination or prequalification. Wealth managers were evaluated across ten criteria: (a) Credentialed as an investment advisory representative or a registered investment advisor; (b) Actively employed as a credential professional in the financial services industry for a minimum of five years; (c) Favorable regulatory and complaint history review; (d) Fulfilled their firm review based on internal firm standards; (e) Accepting new clients; (f) One-year client retention rate; (g) Five-year client retention rate; (h) Non-institutional discretionary and/or non-discretionary client assets administered; (i) Number of client households served; (j) Educational and professional designations. Favorable and unfavorable evaluations are included in the score.

The Five Star award is not indicative of the wealth managers’ future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. Working with a FIVE STAR Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. The inclusion of the wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or the magazine. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers, however, award winners may purchase additional profile ad space or promotional products. Five Star Professional is not an advisory firm.

NAIFA Quality Award Financial Advising and Investments 2017, 2018***

***Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation.