Our broker-dealer, SagePoint is synonymous with professionalism, integrity and consistency, and they play an important role in supporting our efforts to serve you. SagePoint, an independent wealth management firm that provides me with back office, technology, regulatory and operational support.

SAGEPOINT FINANCIAL is One of the nation’s leading wealth management firms, SagePoint has been helping advisors service the investment needs of their clients for nearly 50 years.

SAGEPOINT FINANCIAL is driven by a strong philosophy that independence is key to fulfilling sound investment decisions. My affiliation with the firm empowers me to put your interests first with objective, carefully considered offerings—with no obligation to promote any particular investment.

SagePoint helps me serve your financial needs by providing you with tools and resources to manage your account and develop appropriate investment solutions . All with one goal in mind — your success.

Have you ever wondered what happens to your funds once you’ve decided to make an investment? Your brokerage account assets are not held at my firm, nor are they held at Royal Alliance. They are held at a clearing firm, a separate and independent entity. Accounts are carried by National Financial Services LLC, a Fidelity Investments® company and a Member of NYSE and SIPC.

Through our relationship with Fidelity Clearing & Custody Solutions and its broker-dealer, National Financial Services LLC, you will receive a simplified, consolidated statement each month reflecting all your investment positions and transactions in your Fidelity brokerage account.

Fidelity Clearing & Custody Solutions® provides a comprehensive clearing and custody platform, brokerage, investment, and reporting services, trading capabilities, and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, retirement recordkeepers, broker-dealer firms, banks, insurance companies, family offices, and wealthy families. The goal of Fidelity Clearing & Custody Solutions® is to help clients ensure that they are always future-ready by providing knowledgeable consulting exceptional people and transformative technology.

Brinker Capital is a privately-held investment management firm empowering financial advisors to help their clients achieve better outcomes. From wealth accumulation to risk-based and income-oriented strategies, we offer a range of dynamic, multi-asset class solutions to help financial advisors meet the changing needs of investors.

Today’s investors can’t afford to be tied to inflexible buy-and-hold investment strategies. Those who do risk significant portfolio drawdowns in periods of extreme market stress. While traditional passive investment theory says “wait for the market to recover,” this may take years. The sequence of returns can be very harmful to investors, especially retirees, pre-retirees, or anyone with a need for withdrawals over the intermediate term.

Instead, clients should aim to preserve their wealth against whatever lies ahead in the market … while also seeking opportunities for growth. To help them do that, we apply three core principles to every portfolio:

Helping you and your family realize your financial goals is our top priority. We design products that work for you throughout every stage of your life. We’re reinvigorating life insurance by partnering with Vitality to reward policy-holders for leading healthier lives, providing unique investment perspectives with our Manager of Managers model, and we’re finding new ways to put participants first on their way to retirement. Above all else our goal is to put you, our customer, first.